Venture Capital and Private Equity
Our attorneys have structured and negotiated domestic and cross-border leveraged and management buyouts, auctions and multiple bidder sales, preferred stock financings, mezzanine financings, PIPE financings and secured and unsecured debt financings for venture capital and private equity funds investing into the information technology, software, media, financial services, health care, automotive, telecommunications and e-commerce industries.
We have also advised investment fund clients regarding regulatory compliance matters such as:
- Compliance with SBA Regulations for funds organized as Small Business Investment Companies;
- Compliance with the Investment Company Act of 1940 and securities offerings under Regulation E of the Securities Act of 1933 for clients organized as Business Development Companies; and
- Compliance with Department of Labor Regulations for clients that operate as Venture Capital Operating Companies.